Terms of Engagement
1. Purpose of this document
To enable us to agree on and record what advice is to be provided.
My preference as a Financial Adviser is to provide you with a personalised financial adviser service. This requires me to make reasonable enquiries of you, to ensure I have an up-to-date understanding of your financial situation, needs, goals and tolerance for risk. This scope of advice defines the advice and services you have engaged me to provide.
2. Services to be provided
You are engaging me to provide the financial adviser services
Scope of Service
Any information gathered for this service and used in any associated advice reports is personal and will be kept confidential and secure. You have a right under the Privacy Act 1993 to obtain access to, and to request correction of, your personal information. Information provided by you, or your authorised agent, will be used by me and any members of my staff for the purpose of providing advice to you.
3. What we will not provide
5. Extent of Our Liability
6. Disclosure of Interest
We make every attempt to manage appropriately any situation in which there may be a conflict of interest. Should we become aware of a situation where a conflict of interest could arise, we will disclose it to you.
7. Complaints and Disputes
Your information will be held by me at my office listed in my Primary Disclosure Statement.